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Forum » Cyberweek Discussions (see Program page for descriptions) » ODR, electronic medical records and health care » Why Dispute Resolution?

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Author Topic: Why Dispute Resolution?
DRainey
Member
Posts: 4
Post Why Dispute Resolution?
on: October 26, 2009, 19:51

Why dispute resolution? Oddly enough (at least oddly from my perspective) that question was asked by the medical participants and the IT participants at a workshop jointly hosted by the National Science Foundation, the National Center for Technology and Dispute Resolution, and the National Mediation Board. I thought it was pretty self-evident that putting medical records into electronic files and online would generate a bumper crop of disputes, but the EMR and IT worlds seemed to be focused more tightly on issues like inter-operability and not on the interaction that will be created by putting records online. By the time the workshop was over, it was clear to everyone that EMR will create disputes, but it was not clear that dispute resolution was the approach of choice for dealing with the disputes. On the most basic level, the medical community pointed out that errors in records do not generate disputes that can be resolved in the traditional sense, because there are restrictions on what kind of steps can be taken to “remedy” the errors.

I think one way to start this discussion is to ask the general question: How do you think ODR technology could be used to address the kind of disputes that will be generated by putting medical records into electronic form and online?

[I'm looking for a way to attach a document - if I can figure it out, I'll post a copy of the workshop report to NSF.]

I am the Director of ADR Services for the National Mediation Board, and an adjunct faculty member at Southern Methodist University and Creighton University.

jsaviri
Member
Posts: 2
Post Re: Why Dispute Resolution?
on: October 26, 2009, 20:19

Looking forward to the discussions – will publicise and blog this here:
http://coda-memorypalace.blogspot.com/2009/10/odr-electronic-medical-records-and.html
J

Internet Law lecturer

katsh
Administrator
Posts: 6
Post Re: Why Dispute Resolution?
on: October 27, 2009, 11:03

Dan is right about the problem, in the U.S. at least, of correcting or modifying medical records but software should be able to take care of that by preserving versions that existed at diffferent times. I wonder whether the ODR processes used by the credit bureaus, e.g. http://www.equifax.com provide a model.

sondheimer
Member
Posts: 6
Post Re: Why Dispute Resolution?
on: October 27, 2009, 12:30

The Cyberweek attendees might enjoy going to the workshop website http://www.umass.edu/eei/2009Workshop/index.html. The final report is still forthcoming, so the attendees ideas have a chance to influence agencies which the Obama Administration is counting on to make significant changes in the American healthcare system. There has been an enormous amount of thought put into medical records worldwide for many years. To put the size of the effort in perspective just the American Health Information Management Association has 53,000 members. The Internet has made remote access affordable. Attendees might work through the demonstrations at either of these site https://www.patientsite.org/default.asp or https://mychart.sutterhealth.org/pamf/. Interoperability has been both an American and European efforts to allow for interchange – here is the most prominent US Effort http://www.hitsp.org/. The US Government is planning on covering Seventeen Billion Dollars of the cost of realizing electronic health records. Yet as Dan points out there has been no effort to encourage the inclusion of facilities for disagreements and disputes in electronic medical record systems, except in the case of security breaches. This is in spite of the inclusion in America’s HIPAA law that says providers must give patients the right to dispute the contents of their health records. Of course common sense has lead the early adopters to allow for feedback. So for example you find on the PAMF site above this note “If you would like to ask health-related questions, please click ‘Send Message to Doctor’ from the left menu.” Presumably if you have an issue with your record you might know to use that link.

Issue will certainly arise. Here’s a very interesting posting to consider: http://e-patients.net/archives/2009/04/imagine-if-someone-had-been-managing-your-data-and-then-you-looked.html Here’s a quote from it: “The really fun stuff, though, is that some of the conditions transmitted are things I’ve never had: aortic aneurysm and mets to the brain or spine.” Fun stuff! For the statistically minded, America’s Defense Department runs many health care facilities. At each there is a data quality officer who publishes his/her monthly audit results. They label about 1 in 11 medical codes wrong. Since their patients safety is at risk, I wouldn’t call this fun.

So how can we in this community help? Here are the goals of the workshop and the report will try to address:
- Identify the key risks of disputes in the networked health information technology systems being proposed.
- Identify the best practices in avoiding and resolving such disputes and the need for new practices in open areas.
- Identify the computing research challenges inherent in supporting these practices.

Perhaps this community can add a lot to reaching the middle goal.
Norm Sondheimer, UMass Amherst

orna
Member
Posts: 9
Post Re: Why Dispute Resolution?
on: October 27, 2009, 13:23

I wonder to what degree the lack for voicing complaints with respect to digital medical records is related to the more general culture of disputing and dispute resolution in healthcare. While there has been anecdotal success for ADR programs in healthcare, the environment has for the most part remained distant, hierarchical and unresponsive to patient complaints. Perhaps this issue would require a broader transformation?

assistant professor of law, university of haifa

sondheimer
Member
Posts: 6
Post Re: Why Dispute Resolution?
on: October 27, 2009, 16:15

Orna: That is a fascinating observation about the culture in medicine. We have a set of comments from doctors about the relative lack of complaints or the need to make special efforts to deal with them that seems to come from their self image or their view of how healthcare should be provided. Perhaps they also are afraid of litigation in the US.

But the chance of doing harm from bad data is also real. Here is an article from Sunday that Ethan found: http://benton.org/outgoingframe/29153 The article is not that well written, but this quote may reflect a serious issue that will lead to disputes: “More than one in five hospital medication errors reported last year — 27,969 out of 133,662 — were caused at least partly by computers, according to data submitted by 379 hospitals to Quantros Inc., a health-care information company. Paper-based errors caused 10,954 errors, the data showed.”

This suggests to me that any Electronic Health Record Dispute Resolution might make the most progress if it was associated with the global efforts on Patient Safety. In many cases ADR is presented as a way of developing a partnership between the parties – not in fact to “dispute” but to come to a common understanding of the underlying issues and reach the most satisfactory resolution for all parties. Perhaps under the guise of patient safety, we can present ADR and ODR’s methods as a way of establishing a partnership between providers and patients that leads to healthier outcomes.
Norm Sondheimer

DRainey
Member
Posts: 4
Post Re: Why Dispute Resolution?
on: October 27, 2009, 20:04

I think Orna’s comments get to the heart of one of the real issues standing in the way of an ODR “solution” for EMR – for ADR or ODR to work there has to be a willingness on the part of the parties involved to engage in an open process, and by the admission of the medical community, there has been very little in the way of openness to openness from the doctor/hospital side. Will there be disputes? Of course. Could ODR technology help manage them? Of course. Will the parties be willing to engage? I’m not so sure there will be a stampede to get on board an ODR approach to the new disputes created by EMR.

I am the Director of ADR Services for the National Mediation Board, and an adjunct faculty member at Southern Methodist University and Creighton University.

lwing
Member
Posts: 4
Post Re: Why Dispute Resolution?
on: October 27, 2009, 20:09

Norm’s framing of the use of ODR to include partnering is creative. It speaks to expanding some of the more traditional perimeters of ADR and perhaps, ODR as well. I wonder what ways technology might enhance relationships (between doctors and patients, medical practitioners sharing e-records, etc.)? From a system’s design perspective what would we need to take into account? Are there ways that technology can exponentially increase effective communication and not just increase the number of mistakes, disputes, and complaints once EHR become commonplace?
Leah

sondheimer
Member
Posts: 6
Post Re: Why Dispute Resolution?
on: October 28, 2009, 04:05

Leah: That’s a great set of questions. Does anyone know a thoughtful analyst of medical communication processes?

It is easy to find opinions. This is the first paragraph from a British Journal of Medicine article http://www.ncbi.nlm.nih.gov:80/pmc/articles/PMC1112675/ : “Last year, my father was told by his family doctor that the cardiologist had found aortic stenosis during a diagnostic evaluation for hypertension. Some time later it transpired that the specialist’s diagnosis had been wrongly transmitted. Instead of a major valve defect, my father actually had atherosclerosis, a much more benign diagnosis. The kind of culture that makes this sort of unfortunate miscommunication possible is examined in a paper in this week’s BMJ and a recently published government report. Their conclusions will come as no surprise to many BMJ readers—that communication between health professionals is a mess.”

Healthcare is increasingly provided by specialists working loosely together. They communication in very restricted ways – short notes, lab results, prescriptions, etc. They can call each other or get together in hospital situations, but I believe that is relatively rare. There are certainly reasons this is true. Short notes are efficient. Providers are trained to be precise. Lab results are objective. Getting two busy specialists together on the phone has to be difficult – getting more has to be impossible.

Those notes, tests, prescriptions, etc. end up in our health records – today paper folders and tomorrow electronic files. So we can think of Electronic Health Record systems as a new channel of communication.

We also know that communications between provider and patient is correlated with malpractice claims – the rule is communicate badly and get sued.

So to paraphrase your question: “Are there ways that EHR systems can be designed to exponentially increase effective communication?”
Norm

orna
Member
Posts: 9
Post Re: Why Dispute Resolution?
on: October 28, 2009, 12:09

Wow, this is indeed thought provoking! My comment is actually a product of a research project I conducted on ADR in hospitals (in Israel). A major finding was that healthcare professionals engage in what I termed “defensive communication” – closed, hierarchical communication due to their fear of legal liability. This mode of communication typically infiltrates all communications (beyond the context of suspected or actual malpractice) with patients and their families. I wonder to what extent the documentation that comes with ODR would actually make this tendancy even more extreme. Healthcare professionals would use the process to create a paper trail clearing them from liability instead of actually communicating with the complainant and addressing the problem.

assistant professor of law, university of haifa

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